Contents

Foreword: We’ve only just begun

Chapter I:  The evolution and growing importance of the surveillance function

Chapter II: Electronic and voice communications surveillance

Chapter III: Trade surveillance

Chapter IV: Integrated surveillance

Chapter V: Global regulation

Chapter VI: The ethics of employee surveillance

Chapter VII: Surveillance and the buy side

Survey Results:

Based on an international benchmarking survey collecting the views of industry leading experts from 15 of the largest financial institutions globally, the 2020 Surveillance Benchmark Report provides a unique insight into the maturity and development of surveillance functions over the last 12 months, as well as predictions for the future. Including in-depth commentary from regulators, practitioners, consultants and technology experts, it is the only report for professionals in the industry.

Lead sponsor

Soteria_CMYK

Partner sponsors

ACA_Logo_CMYK

DR

Eventus Systems logo 1

OneTick

Researched and published by

1loD